Compliance Umbrella

The Messels Compliance Service

Messels offers a ‘compliance umbrella’ service for research start-ups backed up by a team of talented and experienced regulatory professionals.

It works like this: Messels is authorised and regulated by the Financial Conduct Authority of the UK and can ‘take on’ a new firm in independent research and provide immediate compliance cover (including the setting up of procedures, systems and controls) allowing the firm to start trading, without having to wait for the long and costly process of direct authorisation to complete. With Messels, once up and trading, the new research firm can decide whether to go for full authorisation, or remain an ‘appointed representative’ of Messels – effectively outsourcing compliance matters to us.

For an introductory discussion, contact Tim Parker: Tel: 01483 420 999  tim@messels.com